Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alfred Wilson is an investment advisor representative with UBS Financial Services Inc.. Thomas Wilson is registered with the state of Illinois and holds a Series 7TO, Series 66 and SIE licenses. Thomas Wilson has been in the financial services industry for 5 years. Prior to joining UBS Financial Services Inc., Thomas Wilson was affiliated with William Blair in Chicago, Illinois. Thomas Wilson is also registered with the state of Arizona, Arkansas, California, Colorado, Delaware, Florida, Hawaii, Indiana, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Mexico, New York, Ohio, Puerto Rico, South Dakota, Texas, Utah, Washington, and Wisconsin. The firm is headquartered in Weehawken, New Jersey, and has more than 11,000 registered representatives and 9,200 investment advisor representatives. UBS Financial Services Inc. manages over $702 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
02/07/2024 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
09/27/2023 - 02/23/2024
WILLIAM BLAIR (CHICAGO IL)
BOTH
Issued 02/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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