Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alfred Marks is a registered representative with Osaic Institutions, Inc. Thomas has been in the securities industry since 1976. Thomas has a diverse background with experience in a number of firms including INVEST FINANCIAL CORPORATION, BANKERS & INVESTORS CO., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Thomas specializes in various investment services for corporations, individuals and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
01/03/2018 - Present
Osaic Institutions, Inc. (Kansas City KS)
KS
02/15/2017 - 12/31/2017
INVEST FINANCIAL CORPORATION (KANSAS CITY KS)
KS
01/16/1990 - 03/01/2017
BANKERS & INVESTORS CO. (KANSAS CITY KS)
MN
02/01/1988 - 01/16/1990
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NA
12/20/1989 - 01/11/1990
BANKERS & INVESTORS CO.
NA
01/08/1980 - 02/12/1988
SHEARSON LEHMAN HUTTON INC.
NA
09/26/1978 - 01/28/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/27/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 11/03/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/08/1980
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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