Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alfred Hughes is a financial advisor with over 20 years of experience in the industry. Thomas has been with Ameriprise Financial Services, LLC since 2017. Prior to that, Thomas worked at WELLS FARGO CLEARING SERVICES, LLC, Prudential Securities Incorporated and PaineWebber Incorporated. Thomas provides financial planning, asset allocation services, and portfolio management for individuals, businesses, and pension plans. Thomas also offers educational seminars and selection of other advisors. Thomas specializes in retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/20/2017 - Present
Ameriprise Financial Services, LLC (SOUTHLAKE TX)
TX
07/01/2003 - 03/21/2017
WELLS FARGO CLEARING SERVICES, LLC (SOUTHLAKE TX)
NY
04/11/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/17/1998 - 04/12/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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