Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wendler is an investment advisor representative with Stephens, a firm that has offices in LITTLE ROCK, Arkansas. He specializes in a variety of areas including financial planning, portfolio management, and pension consulting. Thomas has been in the financial industry since August 2020, having previously worked in positions at firms like Associated Bank and Valspar.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
09/17/2020 - Present
Stephens (LITTLE ROCK AR)
BOTH
Issued 09/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/30/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Wendler is the right advisor for you? Invested Better is here to help.
