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Thomas Alexander Van etten

Allstate Financial Services, LLC

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About Thomas Alexander Van etten

Thomas Alexander Van etten is a financial advisor with over 30 years of experience in the industry. He is currently registered with Allstate Financial Services, LLC and has previously worked with a number of other firms including R.M. Stark & Co., Inc., First Union Securities, Inc., First Union Brokerage Services, Inc., PaineWebber Incorporated, Retirement Investment Group and F.N. Wolf & Co., Inc.. Thomas Alexander Van etten holds a number of licenses and certifications including Series 63, Series 7, Series 24 and Series 65. He is currently registered in eight states.

Firm Information

Thomas Van etten is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Van etten’s Registration & Firm History

FL

06/04/2003 - Present

Allstate Financial Services, LLC (LAKE WORTH FL)

FL

11/15/2002 - 06/05/2003

R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)

MO

10/01/2000 - 03/16/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

12/08/1994 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NJ

08/14/1991 - 12/09/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

TX

06/06/1991 - 08/28/1991

RETIREMENT INVESTMENT GROUP (HOUSTON TX)

NA

12/20/1988 - 05/30/1991

F.N. WOLF & CO., INC.

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Licenses & Designations

IA

Issued 10/09/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/04/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Thomas Alexander Van etten. Review regulatory record here.
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