Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Scarbrough is a financial advisor with Fidelity Personal And Workplace Advisors in Austin, Texas. Thomas has been in the financial services industry since 1997. Thomas's firm has an office in Austin at 11501 ALTERRA PKWY, STE 115 & 550. Thomas has experience working with individuals, high-net-worth individuals, businesses, pension plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (AUSTIN TX)
NY
11/30/2004 - 01/31/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
AL
03/05/2004 - 08/30/2004
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
02/06/1998 - 10/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/26/1996 - 01/12/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 05/10/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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