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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alexander Parks is an investment advisor representative at Annex Wealth Management, LLC with over 17 years of experience in the financial services industry. Thomas has been registered with the state of Wisconsin since 2014, and with the state of Illinois since 2019. Previously, Thomas was employed by H. Beck, Inc., MML Investors Services, LLC, and M&I Financial Advisors, Inc. Thomas holds Series 6, 63, and 65 licenses, as well as the SIE exam. Thomas specializes in providing investment advisory services to individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation for a fee
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
09/18/2014 - Present
Annex Wealth Management, LLC (BROOKFIELD WI)
WI
09/09/2014 - 12/31/2018
H. BECK, INC. (ELM GROVE WI)
WI
06/10/2011 - 09/22/2014
MML INVESTORS SERVICES, LLC (BROOKFIELD WI)
WI
01/05/2007 - 06/20/2011
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
WI
01/27/2006 - 09/21/2006
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
WI
07/03/2003 - 04/22/2004
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
WI
07/19/2001 - 10/02/2002
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
IA
Issued 07/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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