Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mullin is a financial advisor registered with Fidelity Personal And Workplace Advisors. Thomas Mullin has been in the securities industry since 2018. Thomas Mullin has a Series 63, Series 66, Series 7 and Series 10 license and holds a SIE certification. Thomas Mullin is registered in 54 states and the District of Columbia. Thomas Mullin has also been employed by J.P. Morgan Securities LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
09/27/2021 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NC
01/31/2021 - 08/03/2021
J.P. MORGAN SECURITIES LLC (Durham NC)
NH
01/12/2018 - 11/06/2020
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 06/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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