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Thomas Alexander Haunty

Cetera Investment Advisers LLC

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About Thomas Alexander Haunty

Thomas Alexander Haunty has been a registered investment advisor since 1983. Thomas is a certified financial planner (CFP) and a chartered financial consultant (ChFC). Thomas works at Cetera Investment Advisers LLC. Thomas is also a member of the board of several non-profit organizations.

Firm Information

Thomas Haunty is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

2945 TRIVERTON PIKE DR

MADISON, WI 53711

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Haunty’s Registration & Firm History

WI

08/10/2023 - Present

Cetera Investment Advisers LLC (MADISON WI)

WI

03/30/1989 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (MADISON WI)

WI

09/21/1988 - 10/18/2021

CRI SECURITIES, LLC (MADISON WI)

NA

09/16/1983 - 09/21/1988

CONSOLIDATED RESOURCES, INC.

NA

04/04/1983 - 09/06/1983

FDI SECURITIES, INC.

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Licenses & Designations

BC

Issued 10/29/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Alexander Haunty.
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