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Thomas Alexander Hairston

W & S Brokerage Services, Inc.

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About Thomas Alexander Hairston

Thomas Hairston is a licensed securities professional with over 25 years of experience in the financial services industry. Thomas is currently registered with W&S Brokerage Services, Inc. Thomas's areas of expertise include providing investment advice and portfolio management for individuals.

Firm Information

Thomas Hairston is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Hairston’s Registration & Firm History

NC

11/14/2019 - Present

W&S Brokerage Services, Inc. (Greensboro NC)

NY

12/22/1998 - 07/18/2000

MONY SECURITIES CORPORATION (NEW YORK NY)

MN

05/16/1996 - 01/15/1999

FORTIS INVESTORS, INC. (OAKDALE MN)

MA

07/27/1993 - 12/11/1995

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NJ

05/27/1993 - 07/26/1993

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 01/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/05/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Alexander Hairston. Review regulatory record here.
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