Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alexander Franco is an active advisor, registered with FINRA and the state of Colorado. Thomas has over 2 years of experience in the industry. Thomas is affiliated with Charles Schwab & Co., Inc.. Prior to working at Charles Schwab & Co., Inc., Thomas was registered with Ameriprise Financial Services, LLC. Thomas holds the Series 66, Series 7TO, Series 9, Series 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
03/06/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CO
06/21/2021 - 02/07/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Colorado Springs CO)
BOTH
Issued 10/4/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/9/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/12/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 4/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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