linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Alexander Britain

PFS Investments Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Alexander Britain

Thomas Britain is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with PFS Investments Inc. as a Registered Representative, and has previously held positions with several other firms, including WMA Securities, Inc., LINSCO/Private Ledger Corp., Sentra Securities Corporation, Prudential-Bache Securities Inc., LaSalle St Securities, L.L.C., and Titan Capital Corporation. Thomas holds the Series 3, Series 6, Series 7, and Series 63 licenses. Thomas offers portfolio management for individuals and specializes in retirement planning.

Firm Information

Thomas Britain is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Britain’s Registration & Firm History

CA

10/08/2024 - Present

PFS Investments Inc. (PASADENA CA)

GA

04/13/1995 - 12/31/1996

WMA SECURITIES, INC. (DULUTH GA)

SC

06/07/1993 - 03/21/1995

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

AZ

02/09/1990 - 07/09/1993

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NY

06/01/1987 - 02/01/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

IL

01/30/1987 - 06/11/1987

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

CA

09/18/1986 - 02/03/1987

TITAN CAPITAL CORPORATION (IRVINE CA)

Not sure if Thomas Alexander Britain is right for you?

Licenses & Designations

BC

Issued 02/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/31/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/1986

Series 3 - National Commodity Futures Examination

BC

Issued 08/16/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Alexander Britain.
Not sure if Thomas Alexander Britain is right for you?