Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hardwick is a financial professional with experience in the industry since 2013. Thomas is currently registered with Northwestern Mutual Investment Services, LLC and is licensed in 21 states. Thomas has previously worked with LaSalle St Securities, L.L.C. and Capital Securities Investment Corporation. Thomas's areas of expertise include investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
06/30/2021 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
IL
05/18/2016 - 03/12/2021
LASALLE ST SECURITIES, L.L.C. (Oak Brook IL)
IL
01/31/2013 - 12/05/2016
CAPITAL SECURITIES INVESTMENT CORPORATION (OAK BROOK IL)
BC
Issued 11/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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