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Thomas Alex Broadbent

Park Avenue Securities LLC

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About Thomas Alex Broadbent

Thomas Broadbent is a financial advisor at Park Avenue Securities LLC. Thomas has been in the financial services industry for over 4 years and has a strong track record of success. Thomas is registered to provide investment advice in California, Colorado, Connecticut, Florida, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Pennsylvania and Utah. Thomas is also a Board Member of the Adams 14 Education Foundation. Thomas's expertise includes financial planning, portfolio management and education seminars. Thomas's clients are a mix of individuals, high-net-worth individuals, charitable organizations, corporations and pension and profit-sharing plans. Thomas is dedicated to providing his clients with personalized financial advice that helps them achieve their financial goals.

Firm Information

Thomas Broadbent is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Broadbent’s Registration & Firm History

NY

08/15/2022 - Present

Park Avenue Securities LLC (RYE BROOK NY)

CO

03/06/2018 - 01/31/2020

AXA ADVISORS, LLC (LAKEWOOD CO)

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Licenses & Designations

BOTH

Issued 08/30/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Alex Broadbent.
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