Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Aldom Scott is a financial advisor with LPL Financial LLC, where he has been working since 2018. Thomas has been in the financial industry since 1994, and previously worked at Summit Brokerage Services, Inc. and Saunders Retirement Advisors, Inc. Thomas is registered as a Registered Representative and Investment Advisor Representative in several states, including Virginia, Florida, Georgia, New York, North Carolina, Pennsylvania, South Carolina, South Dakota, and is a Registered Principal in several states. Thomas Aldom Scott provides financial planning services and portfolio management for individuals and businesses. He is also a soccer referee and hosts on AirBnb in his personal residence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
11/28/2018 - Present
LPL Financial LLC (MIDLOTHIAN VA)
VA
03/01/2012 - 12/19/2018
SUMMIT BROKERAGE SERVICES, INC. (RICHMOND VA)
VA
07/07/1994 - 03/29/2012
SAUNDERS RETIREMENT ADVISORS, INC. (RICHMOND VA)
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/17/1996
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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