Unclaimed
Thomas Legendre is a financial advisor with Empower Advisory Group, LLC, an investment advisory firm based in Greenwood Village, Colorado. Thomas is a registered representative in Arkansas, Florida, Louisiana, Missouri, and Texas. Thomas has a background in the environmental industry and has been in the financial services industry since 2020. Thomas specializes in financial planning and portfolio management for individuals and businesses. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
12/09/2024 - Present
Empower Advisory Group, LLC (Cotter AR)
TX
07/31/2020 - 09/01/2020
PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)
BOTH
Issued 02/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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