Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Albert Mathiesen is a financial advisor with over 30 years of experience in the industry. He has a strong background in both brokerage and investment advisory services. Thomas is currently registered with LPL Financial LLC. He is a Series 7, 9, 10, 23, 24, 63, and 65 licensed professional. Thomas has worked with several firms, including MetLife Securities Inc., VALIC Financial Advisors, Inc., and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/07/2015 - Present
LPL Financial LLC (PARKER CO)
SC
11/18/2014 - 02/20/2015
LPL FINANCIAL LLC (FORT MILL SC)
CO
08/07/2012 - 11/19/2014
METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)
CO
09/19/2011 - 08/09/2012
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
CO
04/09/1992 - 04/27/2011
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
NA
07/24/1991 - 09/19/1991
J. W. GANT & ASSOCIATES, INC.
IA
Issued 05/01/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/03/2016
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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