Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Howell has been a registered investment advisor representative for over 20 years. Thomas is a Series 6, 7, 63, and 65 licensed professional who has worked with Northwestern Mutual Investment Services, LLC since 2002. Thomas has extensive experience working with banking or thrift institutions. Thomas also works with other financial institutions such as insurance companies. Thomas is a director at The Management Trust Company and owns and manages investment property. Thomas focuses on advising individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
03/24/2008 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
IA
Issued 06/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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