Unclaimed
Thomas Albert Greenstreet is an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Thomas has been in the securities industry since November 24, 1981 and has been registered with Northwestern Mutual Investment Services, LLC since March 31, 2009. Previously, Thomas was registered with ROBERT W. BAIRD & CO. INCORPORATED from February 19, 1987 to January 1, 2002. Thomas has passed the Series 6, Series 63 and SIE exams and is currently registered with FINRA and the states of Alabama, Alaska, Arizona, California, Florida, Kentucky, Minnesota, New York, North Carolina, Oregon, Pennsylvania, Virginia, Washington and West Virginia. Thomas also holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WV
03/31/2009 - Present
Northwestern Mutual Investment Services, LLC (LEWISBURG WV)
WI
02/19/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 04/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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