Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Goetz is a financial advisor with over 25 years of experience in the financial services industry. Thomas is registered with Cetera Investment Advisers LLC in Omaha, NE. Thomas has held prior positions with Mutual of Omaha Investor Services, Inc., Summit Brokerage Services, Inc., and First Allied Securities, Inc. Thomas is licensed to provide investment advice in Colorado and Nebraska, and is currently a registered representative with Cetera Investment Advisers LLC and is also registered with Cetera Investment Advisers LLC as an investment advisor representative. Thomas holds Series 6, 7, 24, 26, 63, and 66 securities licenses, and has passed the SIE exam. Thomas specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to a range of clients, including individuals, families, businesses, and charitable organizations.
Omaha, NE
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
06/29/2023 - Present
Cetera Investment Advisers LLC (Omaha NE)
CA
10/23/2018 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
10/23/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
NE
07/24/1997 - 08/28/2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 9/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/9/2002
Series 24 - General Securities Principal Examination
BC
Issued 8/20/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 8/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 7/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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