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Thomas Albert Brennan

THE O.n. Equity Sales Co.

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About Thomas Albert Brennan

Thomas Brennan is a financial professional with over 30 years of experience in the securities industry. Thomas is currently registered with The O.n. Equity Sales Co. in Knoxville, TN. Thomas has held previous positions with Securities Service Network, Inc., FFP Securities, Inc., Chubb Securities Corporation, H. Beck, Inc., and Connecticut Mutual Financial Services, Inc. Thomas holds the Series 6, 7, 24 and SIE licenses and is registered in Indiana, Iowa, Kentucky, North Carolina, and Tennessee.

Firm Information

Thomas Brennan is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Brennan’s Registration & Firm History

TN

01/09/2004 - Present

THE O.n. Equity Sales Co. (KNOXVILLE TN)

TN

12/15/2003 - 01/02/2004

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

MO

07/10/1995 - 12/19/2003

FFP SECURITIES, INC. (CHESTERFIELD MO)

IN

11/03/1987 - 07/22/1995

CHUBB SECURITIES CORPORATION (FORT WAYNE IN)

NA

02/08/1985 - 09/25/1987

H. BECK, INC.

NA

04/06/1983 - 11/14/1984

CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 04/04/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

BC

Issued 04/04/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Albert Brennan. Review regulatory record here.
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