Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alan Young is a financial advisor who has been working in the industry since 1990. Thomas is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2017. Thomas has a broad range of experience in the industry and has held positions with firms such as KESTRA Investment Services, LLC, Worthington Securities, L.L.C., ProTrader Securities L.P., ProTrader Trading, L.L.C., Partners Securities, Inc., Thornhill Securities, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Beechwood Securities Corp. and Wall Street Clearing Company. Thomas is licensed to sell securities in Arkansas, Massachusetts, Texas and Utah. Thomas has passed the Series 3, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 66, Series 99TO and SIE exams. Thomas specializes in financial planning, investment management, retirement planning and other related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/08/2017 - Present
Ameriprise Financial Services, LLC (Austin TX)
TX
10/14/2003 - 03/10/2017
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
04/03/2003 - 08/25/2003
WORTHINGTON SECURITIES, L.L.C. (DALLAS TX)
TX
05/25/1999 - 04/02/2003
PROTRADER SECURITIES L.P. (AUSTIN TX)
TX
06/07/2000 - 09/10/2001
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
10/23/1997 - 05/22/1998
PARTNERS SECURITIES, INC. (AUSTIN TX)
TX
03/11/1991 - 11/10/1995
THORNHILL SECURITIES, INC. (AUSTIN TX)
NJ
01/23/1990 - 06/13/1990
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
08/28/1986 - 01/15/1990
BEECHWOOD SECURITIES CORP.
NA
10/22/1985 - 03/10/1986
WALL STREET CLEARING COMPANY
BOTH
Issued 11/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/10/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/19/1986
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2003
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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