Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Welch is a financial advisor with over 27 years of experience in the industry. He is currently registered with Stifel, Nicolaus & Company, Inc. in Indiana and Texas. Thomas has worked with various firms over the years, including City Securities Corporation, PNC Investments, Natcity Investments, Inc., Natcity Insurance Services, Inc., Liberty Securities Corporation, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Thomas holds the Series 6, 7, 24, 52, 63, and 65 licenses. He is also a Certified Financial Planner. Thomas provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/28/2017 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
01/15/2010 - 02/28/2017
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
11/13/2009 - 01/21/2010
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
03/05/1997 - 11/13/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/12/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
06/07/1994 - 04/12/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/07/1994 - 04/12/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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