Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Weil is an active investment advisor registered in California and Texas. Thomas has been in the industry since 1985 and has held positions at several firms, including Stifel, Nicolaus & Company, Inc., RBC Capital Markets, LLC, Sutro & Co. Incorporated, Prudential-Bache Securities Inc. and E. F. Hutton & Company Inc. He is a Series 65, Series 63, Series 10, Series 9, SIE and Series 7 licensed representative. Thomas specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Thomas is currently registered with Stifel, Nicolaus & Company, Inc., which is a firm based in St Louis, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (FRESNO CA)
CA
03/09/2002 - 01/27/2015
RBC CAPITAL MARKETS, LLC (FRESNO CA)
CA
12/05/1994 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
02/14/1984 - 08/15/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/26/1979 - 02/01/1984
E. F. HUTTON & COMPANY INC
IA
Issued 01/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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