Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wagstaff is a financial advisor who is registered with FINRA and has a Series 7, Series 63, and SIE license. Thomas has worked in the financial services industry since 2011 and has been with Lion Street Financial, LLC since 2016. Thomas is registered in the state of California. Thomas was previously employed at NFP Advisor Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/08/2016 - Present
Lion Street Financial, LLC (AUSTIN TX)
CA
12/03/2009 - 01/26/2015
NFP ADVISOR SERVICES, LLC (SAN JOSE CA)
BC
Issued 02/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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