Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alan Ren is a financial advisor with over 27 years of experience in the financial services industry. He has a broad range of experience, having worked with multiple firms including Crown Capital Securities, L.P., Securities America, Inc., Sunset Financial Services, Inc., American Portfolios Financial Services, Inc., United Securities Alliance, Inc., FFP Securities, Inc., and Washington Square Securities, Inc. Thomas is currently registered with Cambridge Investment Research Advisors, Inc. in North Carolina and Texas. Thomas is a Series 6, 7, 22, 63, and 65 licensed representative. He also holds the Securities Industry Essentials (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
12/13/2024 - Present
Cambridge Investment Research Advisors, Inc. (Roaring River NC)
NC
01/05/2016 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (Roaring River NC)
CO
11/14/2014 - 12/31/2015
SECURITIES AMERICA, INC. (LITTLETON CO)
CO
08/09/2007 - 11/14/2014
SUNSET FINANCIAL SERVICES, INC. (LITTLETON CO)
CO
02/28/2007 - 07/31/2007
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (LITTLETON CO)
CO
04/03/2003 - 02/28/2007
UNITED SECURITIES ALLIANCE, INC. (LITTLETON CO)
MO
07/20/1998 - 04/17/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
CT
04/24/1996 - 07/17/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 10/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1998
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Ren is the right advisor for you? Invested Better is here to help.
