Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alan Plaut is a financial advisor with PFS Investments Inc., located in STUART, FL. Thomas has over 30 years of experience in the financial services industry. Thomas is a registered representative with FINRA and holds the Series 6 and Series 26 licenses. Thomas is also a registered investment advisor representative in the state of Florida. Thomas specializes in providing portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
01/15/2008 - Present
PFS Investments Inc. (STUART FL)
FL
04/16/1985 - 12/31/2007
PFS INVESTMENTS INC. (MARGATE FL)
BC
Issued 02/13/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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