Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alan Miller is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Raymond James & Associates, Inc. and has been with them since August 2024. He is also a Series 6, Series 99TO and SIE licensed professional. Previously, Thomas worked with M&T Securities, Inc. and Lutheran Brotherhood Securities Corp. Thomas specializes in financial planning, pension consulting, and portfolio management for both individuals and businesses. He has a history of working with a wide variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/12/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
PA
02/16/2005 - 08/29/2006
M&T SECURITIES, INC. (HARRISBURG PA)
MD
05/01/2003 - 12/17/2004
M&T SECURITIES, INC. (BALTIMORE MD)
MD
02/14/2003 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
MN
07/01/2002 - 12/20/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
11/19/1996 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 11/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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