linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Alan Kayes

Cetera Advisor Networks LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Alan Kayes

Thomas Alan Kayes is a financial advisor with Cetera Advisor Networks LLC. He is registered in 13 states and has been in the industry since October 28, 1981. Thomas has experience with a variety of firms, including Tower Square Securities, Inc., Advantage Capital Corporation, Travelers Equities Sales, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.

Firm Information

Thomas Kayes is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Kayes’s Registration & Firm History

IN

09/03/2013 - Present

Cetera Advisor Networks LLC (MERRILLVILLE IN)

IN

04/07/1999 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (MERRILLVILLE IN)

GA

08/15/1994 - 04/07/1999

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CA

07/25/1989 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

MN

10/29/1981 - 08/08/1989

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/29/1981 - 08/08/1989

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

10/29/1981 - 12/24/1986

IDS FINANCIAL SERVICES INC.

Not sure if Thomas Alan Kayes is right for you?

Licenses & Designations

BC

Issued 11/06/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1989

Series 7 - General Securities Representative Examination

BC

Issued 03/29/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/27/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Alan Kayes.
Not sure if Thomas Alan Kayes is right for you?