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Thomas Alan Houston

Empower Financial Services, Inc.

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About Thomas Alan Houston

Thomas Houston is a financial professional with over 17 years of experience in the financial services industry. Thomas is currently registered with Empower Financial Services, Inc. and holds licenses in Colorado, Kansas, and Kentucky. Thomas has a strong background in investment company products and variable contracts, having passed the Series 6 and Series 26 exams. Thomas is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Thomas Houston is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Houston’s Registration & Firm History

CO

07/11/2006 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 08/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Alan Houston.
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