Unclaimed
Thomas Alan Higbie is a registered representative with PJT Partners LP. Thomas has been in the securities industry since April 12, 2016. Thomas has a Series 63, Series 24, Series 79TO, Series 7TO, SIE, and Series 7 license. Thomas is registered in California and New York. Thomas was previously employed at FOREST ROAD SECURITIES and DEUTSCHE BANK SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/20/2023 - Present
PJT Partners LP (Santa Monica CA)
CA
01/12/2022 - 05/12/2023
FOREST ROAD SECURITIES (Pacific Palisades CA)
NY
10/16/2006 - 08/22/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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