Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Alan Gregg is a financial advisor with over 10 years of experience in the industry. Thomas is currently registered with LPL Financial LLC in Latham, New York, and holds licenses in several states, including Colorado, Florida, Georgia, Massachusetts, Michigan, Nevada, New Jersey, New York, Pennsylvania, South Carolina, Tennessee, Texas, and Vermont. Prior to joining LPL, Thomas was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Albany, New York, where he worked from February 2017 to July 2021. Thomas has a comprehensive understanding of the financial services industry and is committed to providing his clients with personalized advice and guidance. He is dedicated to building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
07/23/2021 - Present
LPL Financial LLC (LATHAM NY)
NY
02/07/2017 - 07/29/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY NY)
BOTH
Issued 03/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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