Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gray is a financial advisor with Wells Fargo Advisors Financial Network, LLC. He is a registered investment advisor in California and Texas, and holds Series 7, 24, 63, and 65 licenses. Thomas has been in the financial services industry since 1993. Prior to joining Wells Fargo Advisors Financial Network, LLC, Thomas was with Triad Advisors, Inc. and SII Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/28/2015 - Present
Wells Fargo Advisors Financial Network, LLC (REDONDO BEACH CA)
CA
05/04/2006 - 09/14/2015
TRIAD ADVISORS, INC. (REDONDO BEACH CA)
CA
05/19/1997 - 05/08/2006
SII INVESTMENTS, INC. (REDONDO BEACH CA)
FL
02/10/1995 - 04/10/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
CA
10/20/1993 - 01/27/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
IA
Issued 08/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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