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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Graber is a financial advisor currently registered with Cadaret, Grant & CO., Inc. based in Syracuse, New York. Thomas has been in the industry since 1997, holding previous positions with RBC Capital Markets, LLC, UnionBanc Investment Services, LLC, and Wells Fargo Advisors, LLC, among other firms. Thomas has a broad range of experience in the financial industry and holds several industry licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/18/2024 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
CA
09/24/2019 - 01/18/2023
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
01/30/2019 - 09/09/2019
UNIONBANC INVESTMENT SERVICES, LLC (WALNUT CREEK CA)
CA
08/01/2014 - 07/02/2018
PROSPERA FINANCIAL SERVICES, INC. (San Francisco CA)
CA
01/01/2008 - 07/25/2014
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
03/23/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WALNUT CREEK CA)
IL
12/17/2003 - 06/01/2004
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
TX
09/24/1997 - 01/10/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/04/1997 - 08/14/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
12/07/1994 - 09/06/1995
ASB FINANCIAL SERVICES (IRVINE CA)
NY
07/31/1993 - 12/20/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
11/22/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/21/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1990
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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