Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Eisenstadt is an active investment advisor representative with Stifel, Nicolaus & Company, Inc. based in Westlake Village, CA. Thomas has been working in the industry since 1984. Prior to joining Stifel, Nicolaus & Company, Inc., Thomas was a registered representative with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Evereen Securities, Inc. Thomas holds multiple securities licenses and certifications including Series 3, 7, 63, and 66. In addition, Thomas is a board member of the Woodland Hills Tax and Estate Planning Council and chairman/president of the Ventura County Chapter of the California Rifle and Pistol Association. Thomas has a vast network of contacts in the estate planning industry and has served as a speaker and instructor at several professional development events. Thomas is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/01/2011 - Present
Stifel, Nicolaus & Company, Inc. (WESTLAKE VILLAGE CA)
CA
02/01/2005 - 12/13/2011
UBS FINANCIAL SERVICES INC. (WESTLAKE VILLAGE CA)
NY
07/01/1996 - 02/04/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
01/13/1992 - 06/27/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
01/25/1984 - 01/21/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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