Unclaimed
Thomas Ajello is a registered representative with Houlihan Lokey Capital, Inc. located in Atlanta, Georgia. Thomas joined Houlihan Lokey Capital, Inc. on December 8, 2022. Previously, Thomas was a registered representative with H2C SECURITIES INC. in Atlanta, Georgia from March 14, 2022 to November 21, 2022. Thomas has passed the Series 63, Series 79TO, and SIE exams. Thomas holds an active registration in Georgia and has a background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/08/2022 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
GA
03/14/2022 - 11/21/2022
H2C SECURITIES INC. (ATLANTA GA)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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