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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Adamson Wood is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2009. Thomas is also registered with Wells Fargo Advisors LLC and has been with that firm since 2016. Prior to his current roles, Thomas worked for firms such as First Union Capital Markets Corp., Butcher & Singer Inc., and Prudential-Bache Securities Inc. Thomas holds several industry licenses including Series 3, Series 7 and Series 63. He has also passed the Uniform Investment Adviser Law Examination (Series 65) and the Securities Industry Essentials Examination (SIE). Thomas is a registered investment advisor in Delaware and Texas. Thomas specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
04/21/2017 - Present
Wells Fargo Clearing Services, LLC (GREENVILLE DE)
NC
01/01/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
01/31/1989 - 01/01/1991
BUTCHER & SINGER INC.
NA
03/25/1987 - 02/07/1989
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 03/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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