Unclaimed
Thomas Leonard is a financial professional with over 11 years of experience in the industry. Thomas is currently registered with American Enterprise Investment Services Inc. He is a Series 7, Series 99TO and SIE licensed professional. Thomas began his career at Ameriprise Financial Services, Inc. in 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/28/2018 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
06/15/2011 - 02/28/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Leonard is the right advisor for you? Invested Better is here to help.