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Thomas Adam Braile

USI Advisors

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About Thomas Adam Braile

Thomas Braile is a financial advisor registered in Arizona with USI Advisors. Thomas has been in the financial industry since 2007. Thomas has passed the Series 7, Series 66 and SIE exams and is a Registered Representative (RR) and Investment Advisor Representative (IAR). Thomas has previously worked at WELLS FARGO CLEARING SERVICES, LLC and UBS FINANCIAL SERVICES INC.

Firm Information

Thomas Braile is currently registered with USI Advisors. USI Advisors is an investment advisory firm headquartered in Glastonbury, CT. Founded in 1998, USI Advisors provides investment advisory services to corporations, pension funds, and other institutional clients. The firm specializes in portfolio management, pension consulting, and selection of other advisors. USI Advisors is registered with the SEC and has over 70 investment advisor representatives.
USI Advisors

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

$41.62B

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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seminars and consultations

Seminars and consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Braile’s Registration & Firm History

AZ

04/08/2021 - Present

USI Advisors (Phoenix AZ)

WA

02/19/2009 - 04/18/2019

WELLS FARGO CLEARING SERVICES, LLC (SEATTLE WA)

WA

02/05/2008 - 03/04/2009

UBS FINANCIAL SERVICES INC. (SEATTLE WA)

WA

05/10/2007 - 01/15/2008

AMERIPRISE FINANCIAL SERVICES, INC. (SEATTLE WA)

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Licenses & Designations

BOTH

Issued 07/11/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Adam Braile.
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