Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Seipel is a financial advisor who has been active in the securities industry since October 2019. Thomas is a registered representative with Fidelity Brokerage Services LLC and holds licenses for Series 63, 7TO, 9 and SIE exams. Thomas is registered in 53 states and the District of Columbia. Thomas is licensed in Utah as a securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
10/10/2019 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 10/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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