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Thomas A Vigil

Infinity Financial Services Advisory

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About Thomas A Vigil

Thomas A Vigil is an Investment Advisor Representative with Infinity Financial Services Advisory. Thomas has over 20 years of experience in the financial industry and has held positions at various firms including Fidelity Brokerage Services LLC, Investors Capital Corp., and MetLife Securities Inc. Thomas is registered with the state of Rhode Island as an Investment Advisor Representative.

Firm Information

Thomas Vigil is currently registered with Infinity Financial Services Advisory. Infinity Financial Services Advisory is an investment advisory firm based in Oakland, CA. The firm has over 30 years of experience providing financial planning, pension consulting, and portfolio management services to individuals, corporations, and other entities. Infinity Financial Services Advisory manages over $145 million in assets and has a strong track record of success. The firm is committed to providing its clients with personalized attention and customized investment solutions.
Infinity Financial Services Advisory

212 9TH STREET

OAKLAND, CA 94607

$145.05M

Assets Under Management

13

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Vigil’s Registration & Firm History

CA

04/21/2020 - Present

Infinity Financial Services Advisory (OAKLAND CA)

RI

09/04/2014 - 10/10/2014

INVESTORS CAPITAL CORP. (SAUNDERSTOWN RI)

RI

12/20/2013 - 07/30/2014

SIGNATOR INVESTORS, INC. (WARWICK RI)

MA

12/10/2002 - 01/02/2014

METLIFE SECURITIES INC. (WESTBORO MA)

NY

12/10/2002 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

RI

12/19/2001 - 05/08/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/12/2000 - 10/12/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

WI

03/23/2000 - 10/03/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

03/23/2000 - 10/03/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 07/17/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/18/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/22/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Thomas A Vigil. Review regulatory record here.
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