Unclaimed
Thomas A Vigil is an Investment Advisor Representative with Infinity Financial Services Advisory. Thomas has over 20 years of experience in the financial industry and has held positions at various firms including Fidelity Brokerage Services LLC, Investors Capital Corp., and MetLife Securities Inc. Thomas is registered with the state of Rhode Island as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
04/21/2020 - Present
Infinity Financial Services Advisory (OAKLAND CA)
RI
09/04/2014 - 10/10/2014
INVESTORS CAPITAL CORP. (SAUNDERSTOWN RI)
RI
12/20/2013 - 07/30/2014
SIGNATOR INVESTORS, INC. (WARWICK RI)
MA
12/10/2002 - 01/02/2014
METLIFE SECURITIES INC. (WESTBORO MA)
NY
12/10/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
RI
12/19/2001 - 05/08/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/12/2000 - 10/12/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
WI
03/23/2000 - 10/03/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/23/2000 - 10/03/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 07/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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