Unclaimed
Thomas Vicario is a financial advisor with over 28 years of experience in the industry. Thomas is currently registered with Cetera Investment Services LLC. Prior to that, Thomas was affiliated with INVEST FINANCIAL CORPORATION, ESSEX NATIONAL SECURITIES, INC., ABN AMRO INVESTMENT SERVICES, INC., and LAUGHLIN GROUP ADVISORS, INC.. Thomas holds the Series 6 and Series 63 licenses. Thomas is currently registered in Colorado, Illinois, Indiana, Minnesota, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/08/2018 - Present
Cetera Investment Services LLC (LEMONT IL)
IL
03/31/2003 - 01/08/2018
INVEST FINANCIAL CORPORATION (NEW LENOX IL)
CA
05/11/1999 - 04/09/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
04/01/1998 - 05/13/1999
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
NE
08/24/1994 - 04/01/1998
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
BC
Issued 07/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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