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Thomas A Vicario

Cetera Investment Services LLC

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About Thomas A Vicario

Thomas Vicario is a financial advisor with over 28 years of experience in the industry. Thomas is currently registered with Cetera Investment Services LLC. Prior to that, Thomas was affiliated with INVEST FINANCIAL CORPORATION, ESSEX NATIONAL SECURITIES, INC., ABN AMRO INVESTMENT SERVICES, INC., and LAUGHLIN GROUP ADVISORS, INC.. Thomas holds the Series 6 and Series 63 licenses. Thomas is currently registered in Colorado, Illinois, Indiana, Minnesota, New York, and North Carolina.

Firm Information

Thomas Vicario is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Vicario’s Registration & Firm History

IL

01/08/2018 - Present

Cetera Investment Services LLC (LEMONT IL)

IL

03/31/2003 - 01/08/2018

INVEST FINANCIAL CORPORATION (NEW LENOX IL)

CA

05/11/1999 - 04/09/2003

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

IL

04/01/1998 - 05/13/1999

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

NE

08/24/1994 - 04/01/1998

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

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Licenses & Designations

BC

Issued 07/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas A Vicario.
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