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Thomas A Rodak

Pruco Securities, LLC

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About Thomas A Rodak

Thomas Rodak is a financial professional with over 10 years of experience in the industry. Thomas is currently registered with Pruco Securities, LLC, a firm with a strong reputation for providing comprehensive financial solutions. Prior to joining Pruco Securities, LLC, Thomas worked with Royal Alliance Associates, Inc., and Signator Investors, Inc. Thomas holds the Series 6, Series 63 and SIE licenses and is qualified to provide a wide range of financial products and services.

Firm Information

Thomas Rodak is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Rodak’s Registration & Firm History

NY

05/25/2022 - Present

Pruco Securities, LLC (Rochester NY)

NY

11/02/2018 - 03/29/2022

ROYAL ALLIANCE ASSOCIATES, INC. (Rochester NY)

NY

11/04/2013 - 11/02/2018

SIGNATOR INVESTORS, INC. (Rochester NY)

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Licenses & Designations

BC

Issued 12/10/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas A Rodak. Review regulatory record here.
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