Unclaimed
Thomas Rodak is a financial professional with over 10 years of experience in the industry. Thomas is currently registered with Pruco Securities, LLC, a firm with a strong reputation for providing comprehensive financial solutions. Prior to joining Pruco Securities, LLC, Thomas worked with Royal Alliance Associates, Inc., and Signator Investors, Inc. Thomas holds the Series 6, Series 63 and SIE licenses and is qualified to provide a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
05/25/2022 - Present
Pruco Securities, LLC (Rochester NY)
NY
11/02/2018 - 03/29/2022
ROYAL ALLIANCE ASSOCIATES, INC. (Rochester NY)
NY
11/04/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (Rochester NY)
BC
Issued 12/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Rodak is the right advisor for you? Invested Better is here to help.