Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Monahan is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with Principal Asset Management as an Investment Adviser Representative. He has a broad range of experience working with a variety of clients, including individuals, corporations, and institutional investors. Thomas holds the Series 6, 7, 63, and 65 securities licenses and has specialized knowledge in providing asset allocation services, spread lending management advice, and portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Thomas has been a registered representative with Principal Funds Distributor, Inc. since March 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
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2
CA
03/22/2022 - Present
Principal Asset Management (REDONDO BEACH CA)
CT
01/14/2005 - 03/20/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
NY
07/12/2004 - 01/10/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
04/16/2003 - 07/06/2004
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
ME
07/24/2002 - 04/07/2003
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
RI
03/22/2000 - 06/10/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 03/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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