Unclaimed
Thomas McNairy is an active Registered Representative and Investment Advisor Representative who has been in the industry since March 20, 1992. Thomas is currently registered with J.P. Morgan Securities LLC, and has been since October 24, 2016. Previously, Thomas was employed by CHASE INVESTMENT SERVICES CORP. in San Antonio, Texas, WAMU INVESTMENTS, INC. in Irvine, California, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in both San Antonio, Texas and New York, New York. Thomas's office is located in San Antonio, Texas. Thomas holds several industry licenses, including Series 7, 9, 10, 24, 66, 8, SIE and 99TO, and has passed a state law examination. Thomas has a history of serving clients in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/24/2016 - Present
J.p. Morgan Securities LLC (SAN ANTONIO TX)
TX
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
CA
11/07/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
TX
03/04/2005 - 06/02/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
NY
05/30/1990 - 10/15/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/11/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/10/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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