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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCormack is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the industry since March 11, 2005. Thomas has registrations in Connecticut, New York, and Texas. Thomas's current employment with Merrill Lynch, Pierce, Fenner & Smith Inc. began in August 2011. Prior to that, Thomas has been employed at Chase Investment Services Corp., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LAIDLAW & COMPANY (UK) LTD., and SANDS BROTHERS & CO., LTD.. Thomas has passed the Series 66, Series 7, and SIE exams. Thomas offers financial planning, educational seminars, pension consulting, security ratings, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/22/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IL
09/01/2010 - 03/31/2011
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/10/2006 - 03/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/16/2004 - 01/04/2006
LAIDLAW & COMPANY (UK) LTD. (LONDON )
NY
02/18/2004 - 11/01/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 04/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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