Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Immenschuh is a financial advisor with over 25 years of experience in the industry. Thomas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been registered with BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MML INVESTORS SERVICES, INC.. Thomas holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. He is currently registered to provide investment advice and services in Alabama, Alaska, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Massachusetts, Minnesota, Missouri, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Virgin Islands, Virginia, Washington, and Wisconsin. Thomas specializes in providing investment advice and services to individuals, corporations, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
04/16/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
NY
05/28/1999 - 04/29/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/13/1997 - 06/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
07/14/1995 - 11/28/1995
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 2/8/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 7/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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