Unclaimed
Thomas A Hohenstein is a financial professional with over 14 years of experience in the industry. Thomas is a registered representative and holds the Series 27, Series 99TO, and SIE licenses. He is currently affiliated with Janney Montgomery Scott LLC, a firm with over $85 billion in assets under management. Prior to joining Janney Montgomery Scott LLC, Thomas was employed by FIG Partners, LLC. Thomas specializes in providing investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
11/18/2008 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
GA
05/01/2019 - 01/30/2020
FIG PARTNERS, LLC (ATLANTA GA)
BC
Issued 11/17/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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