Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Foley is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with HSBC Securities (USA) Inc. and has been with the firm since 2005. Previously, Thomas was employed by Deutsche Bank Securities Inc. Thomas is licensed in all 50 states and holds a Series 7, 24, 63, 79TO and SIE licenses. Thomas is a Principal at HSBC Securities (USA) Inc. and is based in New York, NY. Thomas provides asset allocation recommendations and works with clients to select a third-party advisor to manage their assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/18/2009 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
03/11/2005 - 08/18/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/23/2003 - 03/09/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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