Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Davia is a financial advisor with LPL Financial LLC. Thomas has been in the industry since 1998. Thomas has a Series 6, 7, and 66 license, and is registered in Illinois. Thomas has worked with a variety of firms over the years, including Woodbury Financial Services, Inc., ProEquities, Inc., Transamerica Capital, Inc., and Jackson National Life Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/23/2020 - Present
LPL Financial LLC (CHICAGO IL)
IL
07/01/2016 - 07/14/2017
WOODBURY FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
AL
04/12/2010 - 04/25/2016
PROEQUITIES, INC. (BIRMINGHAM AL)
CO
01/23/2006 - 04/01/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TN
02/16/2005 - 01/20/2006
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
MA
08/20/2004 - 02/15/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/20/2004 - 02/15/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
10/24/2002 - 03/31/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
05/03/2002 - 10/17/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IL
01/02/2002 - 04/01/2002
AFD, INC. (NORTHBROOK IL)
IL
06/03/1999 - 12/31/2001
AFD, INC. (NORTHBROOK IL)
IL
08/06/1997 - 02/18/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 07/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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